Form D · Private Equity Fund

Salient TPP Energy Credit Fund, L.P.

Houston, TX · CIK 0001641626

Offering snapshot reported Aug 14, 2015 · SEC filing

Reported sold: $15.6M
Investors reported: 38
Minimum accepted: $250K
First sale: Aug 1, 2015

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 14, 2015	Initial	$15,600,000	No comparison	38	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $134K (estimated)
Finders' fees: $0
Form D file number: 021-245812

The Issuer's advisor, an affiliate, pays from its own resources (including from amounts disclosed in item 16)sales compensation to financial intermediaries who assist with the Issuer's private placement of interests in the estimated annual amount above.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J. Coleman Dawson III	2099737	Salient Capital, L.P. · CRD 147912
Craig C. Dawson	5479491	Salient Capital, L.P. · CRD 147912
James G. McGinniss	5720734	Salient Capital, L.P. · CRD 147912
Matthew H. Moncrief	5452086	Salient Capital, L.P. · CRD 147912
Matthew P. Summers	5584800	Salient Capital, L.P. · CRD 147912
T. Michael Conway III	4524191	Salient Capital, L.P. · CRD 147912
Stephen D. Strake, Sr.	4740408	Salient Capital, L.P. · CRD 147912

Source: Form D, filed Aug 14, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SALIENT TPP ENERGY CREDIT FUND, L.P.

Investment adviser: SALIENT PRIVATE CLIENT, LLC

Gross asset value: $17.8M
Beneficial owners: 41
ADV minimum commitment: $250K

Reported in Form ADV on Apr 1, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. IRVING, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. HOUSTON, Texas, United States

Custodian CADENCE BANK, N.A. HOUSTON, Texas, United States Related to adviser: No

Marketer SALIENT CAPITAL L.P. HOUSTON, Texas, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

SALIENT CAPITAL L.P.
CRD 147912 · SEC 8-67938

Filing source

Form ADV 1409812 · Apr 1, 2020 · Schedule D 7.B.(1), fund 805-1129953119

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
F. Theodore Gardner Iii	Executive
Heinrich Grobler	Executive
Michael K. Mithoff	Executive
Gregory A. Reid	Executive
N/A Salient Teton Private Equity Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4265 San Felipe 8 Th Floor
Houston, TX, 77027