Form D · Hedge Fund

SALI Multi-Series Fund SPC, Ltd.

Austin, TX · CIK 0001574131

Offering snapshot reported Jul 25, 2018 · SEC filing

Reported sold
$33M
Indefinite offering
Investors reported
93
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57.5M$115MApr 10, 2013: $110,300,736.00Apr 10, 2013Apr 10, 2014: $114,994,485.00Apr 10, 2015: $107,408,199.00Apr 11, 2016: $85,173,653.00Apr 12, 2017: $76,990,305.00Jul 20, 2017: $62,500,000.00Feb 23, 2018: $62,500,000.00Jul 25, 2018: $33,000,000.00Jul 25, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$62,500,000 → $33,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 25, 2018Amendment$33,000,000-$29,500,000vs Feb 23, 201893SEC filing
Feb 23, 2018Amendment$62,500,000$0vs Jul 20, 201793SEC filing
Jul 20, 2017Amendment$62,500,000-$14,490,305vs Apr 12, 201793SEC filing
Apr 12, 2017Amendment$76,990,305-$8,183,348vs Apr 11, 201693SEC filing
Apr 11, 2016Amendment$85,173,653-$22,234,546vs Apr 10, 201593SEC filing
Apr 10, 2015Amendment$107,408,199-$7,586,286vs Apr 10, 201484SEC filing
Apr 10, 2014Amendment$114,994,485$4,693,749vs Apr 10, 201379SEC filing
Apr 10, 2013Initial$110,300,736No comparison78SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194798

Source: Form D, filed Jul 25, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

COVENANT ALTERNATIVE STRATEGIES FUND (TAX EXEMPT) SEGREGATED PORTFOLIO OF THE SALI MULTI-SERIES FUND SPC, LTD

Investment adviser: SALI FUND MANAGEMENT, LLC

Gross asset value
$4.37M
Beneficial owners
45
ADV minimum commitment
$250K

Reported in Form ADV on Jan 7, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ESSENTIAL FUND SERVICES NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian FIDELITY DISTRIBUTORS COMPANY LLC CINNCINATI, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

FIDELITY DISTRIBUTORS COMPANY LLC
SEC 8-35097 · LEI 54930027O2AJWDBVT542

Filing source

Form ADV 1589243 · Jan 7, 2022 · Schedule D 7.B.(1), fund 805-4632562843

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aaron Abrahms Director
Campbell Gerrish Director
Brent Kinetz Director
Michael Liebeskind Director
Eric Naison Director
Eric Naison Phillips Director
Thomas A Nieman Director
Matthew Phillips Director
Matt H Phillips Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6850 Austin Center Blvd Suite 300
Austin, TX, 78731