Form D · Hedge Fund

SALI Multi-Series Fund III, L.P.

Austin, TX · CIK 0001532434

Offering snapshot reported Apr 13, 2017 · SEC filing

Reported sold
$10.1M
Indefinite offering
Investors reported
54
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.4M$36.8MOct 13, 2011: $13,200,000.00Oct 13, 2011Oct 12, 2012: $33,856,174.00Oct 11, 2013: $33,086,971.00Oct 9, 2014: $36,765,578.00Oct 9, 2015: $35,545,651.00Oct 7, 2016: $10,149,672.00Apr 13, 2017: $10,149,672.00Apr 13, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 13, 2017Amendment$10,149,672$0vs Oct 7, 201654SEC filing
Oct 7, 2016Amendment$10,149,672-$25,395,979vs Oct 9, 201554SEC filing
Oct 9, 2015Amendment$35,545,651-$1,219,927vs Oct 9, 201454SEC filing
Oct 9, 2014Amendment$36,765,578$3,678,607vs Oct 11, 201362SEC filing
Oct 11, 2013Amendment$33,086,971-$769,203vs Oct 12, 201258SEC filing
Oct 12, 2012Amendment$33,856,174$20,656,174vs Oct 13, 201162SEC filing
Oct 13, 2011Initial$13,200,000No comparison34SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167166
The Total Amount Sold is current as of the date of this filing.

Source: Form D, filed Apr 13, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CTC MADISON FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND III, LP

Investment adviser: SALI FUND MANAGEMENT, LLC

Gross asset value
$3.89M
Beneficial owners
50
ADV minimum commitment
$100K

Reported in Form ADV on Feb 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ESSENTIAL FUND SERVICES NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. COVINGTON, Kentucky, United States Related to adviser: No
Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

Filing source

Form ADV 1263114 · Feb 27, 2019 · Schedule D 7.B.(1), fund 805-5935909507

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aaron Abrahms Executive
Campbell T Gerrish Executive
Brent D Kinetz Executive
Michael B Liebeskind Executive
Eric Nasion Phillips Executive
Thomas A Nieman Executive
Matt H Phillips Executive
Na Na Sali Fund Partners Ii, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6850 Austin Center Blvd., Suite 300
Austin, TX, 78731