Form D · Other
Saint James CO
Santa Monica, CA · CIK 0000758256
Offering snapshot reported Sep 15, 2009 · SEC filing
- Reported sold
- $0 Offering amount: $1M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 11, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 15, 2009 | Initial | $0 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $60K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-75825-6A
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lighthouse Financial Group, LLC | 103734 | Lighthouse Financial Group, LLC · CRD 103734 |
Source: Form D, filed Sep 15, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Wayne Gronquist | Director, Executive, Promoter |
| Richard Hurst | Director, Executive |
| George Mc Carthy | Director, Executive |
| Dale Paisley | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Broadway Plaza, 520 Broadway, Suite 350
Santa Monica, CA, 90401
Santa Monica, CA, 90401