Form D · Other Investment Fund

SAILS-3, LLC

New York, NY · CIK 0001583668

Offering snapshot reported Aug 6, 2013 · SEC filing

Reported sold
$43.4M
Offering amount: $43.4M
Investors reported
4
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 6, 2013Initial$43,449,254No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200851

Source: Form D, filed Aug 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAILS-3, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$3.19M
Beneficial owners
5
ADV minimum commitment
$0

Reported in Form ADV on Mar 8, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG DUBLIN, Ireland
Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG
PCAOB 1116

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Filing source

Form ADV 1840723 · Mar 8, 2024 · Schedule D 7.B.(1), fund 805-9890045646

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Guggenheim Partners Investment Management, Llc Promoter
N/A Wilmington Trust, National Association Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Guggenheim Partners Investment Mgmt. 330 Madison Avenue, 10th Floor
New York, NY, 10017