Form D · Other Investment Fund

SAIL 4 VFN Note Issuer, LLC

New York, NY · CIK 0001592452

Offering snapshot reported Nov 22, 2013 · SEC filing

Reported sold
$282M
Offering amount: $282M
Investors reported
12
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Oct 15, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 22, 2013Initial$282,000,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-206862

Source: Form D, filed Nov 22, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAIL 4 VFN NOTE ISSUER, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$13M
Beneficial owners
13
ADV minimum commitment
$0

Reported in Form ADV on Mar 8, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Filing source

Form ADV 1840723 · Mar 8, 2024 · Schedule D 7.B.(1), fund 805-9068530790

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Guggenheim Partners Investment Management, Llc Promoter
N/A Wilmington Trust, National Association Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Guggenheim Partners Investment Mgmt. 330 Madison Avenue, 10th Floor
New York, NY, 10017