Form D · Other Banking and Financial Services

Saga Global Capital Management, LLC

Greenwich, CT · CIK 0001687925

Offering snapshot reported Aug 20, 2020 · SEC filing

Reported sold
$350K
Offering amount: $600K
Investors reported
1
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Oct 7, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$175K$350KOct 19, 2016: $300,000.00Oct 19, 2016Oct 31, 2016: $300,000.00Aug 20, 2020: $350,000.00Aug 20, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$300,000 → $350,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 20, 2020Amendment$350,000$50,000vs Oct 31, 20161SEC filing
Sep 7, 2018Initial$25,000No comparison1SEC filing
Oct 31, 2016Amendment$300,000$0vs Oct 19, 20161SEC filing
Oct 19, 2016Initial$300,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-272868

Source: Form D, filed Aug 20, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan Robert Dean Director, Executive
Kevin Dale Klassen Director, Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
500 West Putnam Ave., Suite 400
Greenwich, CT, 06830