Form D · Private Equity Fund

SAFFA Fund I, LP

Cos Cob, CT · CIK 0002005254

Offering snapshot reported Dec 16, 2025 · SEC filing

Reported sold: $208M
Investors reported: 9
Minimum accepted: $0
First sale: Dec 27, 2023

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$200,000,000 → $208,000,000
Reported investors8 → 9

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 16, 2025	Amendment	$208,000,000	$8,000,000vs Dec 18, 2024	9	SEC filing
Dec 18, 2024	Amendment	$200,000,000	No comparison	8	SEC filing
Dec 20, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06c, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-500252

This excludes any internal marketing staff who may be paid compensation, but not commissions, for their duties.

Source: Form D, filed Dec 16, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAFFA FUND I, LP

Investment adviser: BURNHAM STERLING ASSET MANAGEMENT LLC

Gross asset value: $207M
Beneficial owners: 8
ADV minimum commitment: $25M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No

Marketer BABCOCK & BROWN SECURITIES LLC COS COB, Connecticut, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

WELLS FARGO BANK
LEI KB1H1DSPRFMYMCUFXT09

BABCOCK & BROWN SECURITIES LLC
CRD 169440 · SEC 8-69368

Filing source

Form ADV 2057805 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6680883003

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Burnham Sterling Asset Management, Llc	Promoter
Joon Ho Lee	Executive
Michael Dickey Morgan	Executive
N/A Saffa Fund I Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

29 River Road, Suite 102
Cos Cob, CT, 06807