Form D · Investing
Safe Harbor Investing LLC.
Boca Raton, FL · CIK 0001534084
Offering snapshot reported Nov 14, 2011 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 14, 2011 | Initial | Yet to sell | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-168609
Maximum of 1% management plus 10% incentive fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Institute of Wealth Management | None | Wall Street Money Center · CRD 21788 |
Source: Form D, filed Nov 14, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Bruno | Director |
Issuer details
Industry: Investing (See others in industry)
Address:
5889 Windsor Terrace
Boca Raton, FL, 33496
Boca Raton, FL, 33496