Form D · Private Equity Fund

SAFE HARBOR EQUITY DISTRESSED DEBT FUND 3, L.P.

Miami Beach, FL · CIK 0001778808

Offering snapshot reported Oct 25, 2022 · SEC filing

Reported sold
$61.7M
Offering amount: $100M
Investors reported
43
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 5, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.9M$61.7MJun 5, 2019: $31,000,000.00Jun 5, 2019Dec 10, 2019: $31,000,000.00Oct 25, 2022: $61,735,000.00Oct 25, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,000,000 → $61,735,000
  • Reported investors12 → 43

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2022Amendment$61,735,000$30,735,000vs Dec 10, 201943SEC filing
Dec 10, 2019Amendment$31,000,000$0vs Jun 5, 201912SEC filing
Jun 5, 2019Initial$31,000,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-341144

Source: Form D, filed Oct 25, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAFE HARBOR EQUITY DISTRESSED DEBT FUND 3, L.P.

Investment adviser: SHE DDF1 MANAGER LLC

Gross asset value
$84.1M
Beneficial owners
46
ADV minimum commitment
$1M

Reported in Form ADV on May 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FORVIS, LLP DALLAS, Texas, United States
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Custodian COLUMN NATIONAL ASSOCIATION SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FORVIS, LLP
PCAOB 686

COLUMN NATIONAL ASSOCIATION
LEI 254900NRUGL0OCAYH953

Filing source

Form ADV 2102938 · May 4, 2026 · Schedule D 7.B.(1), fund 805-8628615757

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Carlos Rivera Executive
Ralph Serrano Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1521 Alton Road #529
Miami Beach, FL, 33130