Form D · Hedge Fund

SAB CAPITAL PARTNERS II LP

New York, NY · CIK 0001251940

Offering snapshot reported Mar 13, 2015 · SEC filing

Reported sold: $24M
Investors reported: 57
Minimum accepted: $1M
First sale: Apr 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$22,779,146 → $23,979,146
Reported investors55 → 57

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 13, 2015	Amendment	$23,979,146	$1,200,000vs Mar 13, 2014	57	SEC filing
Mar 13, 2014	Amendment	$22,779,146	$200,000vs Mar 13, 2013	55	SEC filing
Mar 13, 2013	Amendment	$22,579,146	$1,459,000vs Mar 13, 2012	54	SEC filing
Mar 13, 2012	Amendment	$21,120,146	$0vs Mar 11, 2011	53	SEC filing
Mar 11, 2011	Amendment	$21,120,146	$2,000,000vs Mar 11, 2010	52	SEC filing
Mar 11, 2010	Amendment	$19,120,146	$650,000vs Mar 12, 2009	48	SEC filing
Mar 12, 2009	Amendment	$18,470,146	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-59256

Source: Form D, filed Mar 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAB CAPITAL PARTNERS II, LP

Investment adviser: SAB CAPITAL MANAGEMENT, LP

Gross asset value: $18.4M
Beneficial owners: 30
ADV minimum commitment: $1M

Reported in Form ADV on Jul 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LTD GRAND CAYMAN, Cayman Islands

Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian COMPUTERSHARE, INC PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

WELLS FARGO SECURITIES, LLC
SEC 8-65876

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 938807 · Jul 30, 2015 · Schedule D 7.B.(1), fund 805-6932611834

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SAB CAPITAL PARTNERS LP	Mar 13, 2015	$1,294,596,506	290
SAB CAPITAL PARTNERS II LP (this fund)	Mar 13, 2015	$23,979,146	57

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Scott Bommer	Executive
Brian Jackelow	Executive
N/A Sab Capital Advisors, L.L.C.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

767 Fifth Avenue 44th Floor
New York, NY, 10153