Form D · Other
RYE PATCH GOLD CORP
Vancouver, A1 · CIK 0001401083
Offering snapshot reported Jun 24, 2016 · SEC filing
- Reported sold
- $12.9M Offering amount: $12.9M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 16, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2016 | Initial | $12,905,452 | No comparison | 6 | SEC filing |
| Sep 4, 2012 | Initial | $1,623,748 | No comparison | 55 | SEC filing |
| Jan 13, 2010 | Amendment | $1,199,898 | $103,093vs Jan 4, 2010 | 3 | SEC filing |
| Jan 4, 2010 | Initial | $1,096,805 | No comparison | 2 | SEC filing |
| Aug 18, 2009 | Initial | $27,881 | No comparison | 2 | SEC filing |
| Mar 24, 2009 | Amendment | $70,384 | No comparison | Not reported | SEC filing |
| Jan 9, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 14, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 3, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 18, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $645K
- Finders' fees
- $0
- Form D file number
- 021-265709
Cdn$1.3041 = $1.00
Subscription receipts conditionally convertible into common shares.
In addition to the cash commission of $645,273, the agents will receive 3,825,000 warrants in connection with the U.S. sales upon closing of a mine acquisition. Each warrant may be exercised for Cdn$0.22 for 2 years following closing of the acquisition.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Macquarie Capital Markets Canada Ltd. | None | Macquarie Capital Markets North America Ltd. · CRD 36108 |
| Canaccord Genuity Corp. | None | Canaccord Genuity Inc. · CRD 1020 |
| Dundee Securities Ltd. | None | Dundee Securities Inc. · CRD 39759 |
| GMP Securities L.P. | None | GMP Securities, LLC · CRD 41025 |
Source: Form D, filed Jun 24, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark T. Brown | Executive |
| Randy Buffington | Director |
| Jonathan Challis | Director |
| William C. Howald | Director, Executive |
| William (Bill) C. Howald | Director, Executive |
| Joe Kajszo | Director, Executive |
| Alnesh Mohan | Executive |
| Bernard Poznanski | Executive |
| Charles C. Russell | Director |
| Antony Wood | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1740, 1177 W. Hastings Street
Vancouver, A1, V6E 2K3
Vancouver, A1, V6E 2K3