Form D · Other Investment Fund
J O Hambro Emerging Markets Small Cap Fund (DST)
Boston, MA · CIK 0001663569
Offering snapshot reported Jun 1, 2026 · SEC filing
- Reported sold
- $46.7M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Nov 1, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$46,450,580 → $46,687,676
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 1, 2026 | Amendment | $46,687,676 | $237,096vs May 30, 2025 | 4 | SEC filing |
| May 30, 2025 | Amendment | $46,450,580 | $175,605vs Jun 5, 2024 | 4 | SEC filing |
| Jun 5, 2024 | Amendment | $46,274,975 | $269,261vs Feb 8, 2024 | 4 | SEC filing |
| Feb 8, 2024 | Amendment | $46,005,714 | $0vs Feb 8, 2023 | 4 | SEC filing |
| Feb 8, 2023 | Amendment | $46,005,714 | $887,817vs Feb 8, 2022 | 4 | SEC filing |
| Feb 8, 2022 | Amendment | $45,117,897 | $116,897vs Feb 9, 2021 | 3 | SEC filing |
| Feb 9, 2021 | Amendment | $45,001,000 | $0vs Feb 5, 2020 | 3 | SEC filing |
| Feb 5, 2020 | Amendment | $45,001,000 | $0vs Feb 4, 2019 | 3 | SEC filing |
| Feb 4, 2019 | Amendment | $45,001,000 | $44,000,000vs Feb 6, 2018 | 3 | SEC filing |
| Feb 6, 2018 | Amendment | $1,001,000 | No comparison | 0 | SEC filing |
| Jan 30, 2017 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 28, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-256133
Source: Form D, filed Jun 1, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
J O HAMBRO EMERGING MARKETS SMALL CAP FUND (DST)
Investment adviser: JOHCM (USA) INC
- Gross asset value
- $79.8M
- Beneficial owners
- 3
- ADV minimum commitment
- $1M
Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD 143809 · SEC 8-67608
Filing source
Form ADV 2130611 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-5033714259
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Cresci | Director |
| Chris Golden | Director |
| Emilio Gonzales | Director, Executive |
| Emilio Gonzalez | Director |
| Nicholas Michael Whateley Good | Director |
| Gene R. Janvier | Director |
| Christopher Jones | Director |
| Scott Craven Jones | Director |
| Kenneth Roderick Lambden | Director, Executive |
| David Lane | Director, Executive |
| Allan Jay Lo Proto | Director |
| John Lawrence Reifsnider | Executive |
| Gavin Rochussen | Director, Executive |
| M. Helen Vaughan | Director |
| Helen M. Vaughan | Director |
| Jonathan Paul Weitz | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02114