Form D · Other Investment Fund

RUSSELL TOTAL RETURN FUND LTD.

Grand Cayman, E9 · CIK 0001522473

Offering snapshot reported Jun 1, 2012 · SEC filing

Reported sold: $16.2M
Investors reported: 3
Minimum accepted: $0
First sale: May 19, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 3

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 1, 2012	Amendment	$16,185,273	No comparison	3	SEC filing
Jun 3, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-160735

The offering is an ongoing offering, without a cap, and therefore is an indefinite amount. The total amount sold is based on initial investments in the Issuer and does not reflect redemptions, appreciation or depreciation.

Russell Financial Services, Inc. is not compensated for its services in connection with this offering out of the offering proceeds or Issuer's assets, or by the Issuer's investors.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Russell Financial Services, Inc.	21771

Source: Form D, filed Jun 1, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RUSSELL TOTAL RETURN FUND LTD.

Investment adviser: RUSSELL INVESTMENTS CAPITAL, LLC

Gross asset value: $35M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Jun 25, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian J.P. MORGAN TRUST COMPANY (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 651953 · Jun 25, 2012 · Schedule D 7.B.(1), fund 805-8809142056

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Beveridge	Director
James Firn	Director
Michael Hunt	Director
H. Victor Leverett	Director
Paul Mc Naughton	Director
William Roberts	Director
Investment Manager Russell Capital Inc.	Promoter
David Shubotham	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ugland House
Grand Cayman, E9, KYI-1104