Form D · Other Investment Fund

Russell Qualified Investment Funds Public Ltd Co - OpenWorld Commodities Long/Neutral Strategy

Dublin, L2 · CIK 0001494265

Offering snapshot reported Jun 27, 2013 · SEC filing

Reported sold
$59.2M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 19, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.6M$59.2MJun 30, 2010Jun 28, 2011: $44,919,737.00Jun 28, 2011Jun 27, 2012: $50,765,548.00Jun 27, 2012Jun 27, 2013: $59,234,743.00Jun 27, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,765,548 → $59,234,743
  • Reported investors10 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 27, 2013Amendment$59,234,743$8,469,195vs Jun 27, 201212SEC filing
Jun 27, 2012Amendment$50,765,548$5,845,811vs Jun 28, 201110SEC filing
Jun 28, 2011Amendment$44,919,737No comparison8SEC filing
Jun 30, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144204

Source: Form D, filed Jun 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RUSSELL QUALIFIED INVESTMENT FUNDS PLC

Investment adviser: RUSSELL INVESTMENTS IRELAND LIMITED

Gross asset value
$119M
Beneficial owners
100
ADV minimum commitment
$138K

Reported in Form ADV on Dec 15, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS SEATTLE, Washington, United States Related to adviser: Yes
Marketer RUSSELL INVESTMENTS LIMITED LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS
CRD 21771 · SEC 8-39227

Filing source

Form ADV 849460 · Dec 15, 2014 · Schedule D 7.B.(1), fund 805-5730753748

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Beveridge Director
James Firn Director
Promoter Frank Russell Company Promoter
Peter Gunning Director
Michael Hunt Director
Neil Jenkins Director
John Mc Murray Director
Paul Mc Naughton Director
William Roberts Director
Manager Russell Investments Ireland Limited Promoter
Promoter Russell Investments Limited Promoter
Alan Schoenheimer Director
David Shubotham Director
Kenneth Willman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Russel Investments Ireland Limited 78 Sir John Rogerson's Quay
Dublin, L2, 2