Form D · Other Investment Fund

Unconstrained Bond Fund

Seattle, WA · CIK 0001603833

Offering snapshot reported Dec 21, 2022 · SEC filing

Reported sold
$548M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 31, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$438M$876MApr 10, 2014: $74,000,000.00Apr 10, 2014Jul 11, 2014: $95,152,526.00Jul 9, 2015: $115,195,421.00Jul 8, 2016: $173,518,146.00Nov 30, 2016: $173,518,146.00Nov 30, 2017: $411,403,259.00Nov 29, 2018: $555,987,712.00Nov 27, 2019: $665,346,467.00Dec 7, 2020: $753,811,947.00Dec 17, 2021: $876,328,646.00Dec 21, 2022: $548,247,535.00Dec 21, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$876,328,646 → $548,247,535
  • Reported investors21 → 18

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2022Amendment$548,247,535-$328,081,111vs Dec 17, 202118SEC filing
Dec 17, 2021Amendment$876,328,646$122,516,699vs Dec 7, 202021SEC filing
Dec 7, 2020Amendment$753,811,947$88,465,480vs Nov 27, 201922SEC filing
Nov 27, 2019Amendment$665,346,467$109,358,755vs Nov 29, 201822SEC filing
Nov 29, 2018Amendment$555,987,712$144,584,453vs Nov 30, 201718SEC filing
Nov 30, 2017Amendment$411,403,259$237,885,113vs Nov 30, 201629SEC filing
Nov 30, 2016Amendment$173,518,146$58,322,725vs Jul 9, 201526SEC filing
Jul 8, 2016Amendment$173,518,146$58,322,725vs Jul 9, 201526SEC filing
Jul 9, 2015Amendment$115,195,421$20,042,895vs Jul 11, 201410SEC filing
Jul 11, 2014Amendment$95,152,526$21,152,526vs Apr 10, 20144SEC filing
Apr 10, 2014Initial$74,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-215270
Russell Investments Implementation Services, LLC is not compensated for its services in connection with this offering out of the offering proceeds or Issuer's assets, or by the Issuer's investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Russell Investments Implementation Services, LLC21771

Source: Form D, filed Dec 21, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UNCONSTRAINED BOND FUND

Investment adviser: RUSSELL INVESTMENTS CAPITAL, LLC

Gross asset value
$765M
Beneficial owners
16
ADV minimum commitment
$0

Reported in Form ADV on Apr 13, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RUSSELL INVESTMENTS FUND SERVICES, LLC SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP SEATTLE, Washington, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1752346 · Apr 13, 2023 · Schedule D 7.B.(1), fund 805-8470093879

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sole Member Frank Russell Company Promoter
Peter Gunning Director
Issuer Russell Institutional Funds, Llc Promoter
Managing Member Russell Institutional Funds Management, Llc Promoter
Investment Manager Russell Investment Management Company Promoter
Investment Manager Russell Investments Capital, Llc Promoter
Managing Member Russell Investments Funds Management, Llc Promoter
Issuer Russell Investments Institutional Funds, Llc Promoter
Sole Member Russell Investments Us Institutional Holdco, Inc. Promoter
Mark Swanson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Russell Investments Funds Mgmt., Llc 1301 Second Avenue, 18 Th Floor
Seattle, WA, 98101