Form D · Other Investment Fund
RUSSELL INSTITUTIONAL FUNDS, LLC - RUSSELL 1000 DEFENSIVE INDEX FUND
Seattle, WA · CIK 0001527630
Offering snapshot reported Aug 6, 2012 · SEC filing
- Reported sold
- $27.9M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 25, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 2
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 6, 2012 | Amendment | $27,920,911 | No comparison | 2 | SEC filing |
| Aug 10, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-164213
The offering is an ongoing offering, without a cap, and therefore is an indefinite amount. The total amount sold is based on initial investments in the Issuer and does not reflect redemptions, appreciation or depreciation.
Russell Financial Services, Inc. is not compensated for its services in connection with this offering out of the offering proceeds or Issuer's assets, or by the Issuer's investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Russell Financial Services, Inc. | 21771 |
Source: Form D, filed Aug 6, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RUSSELL INSTITUTIONAL FUNDS LLC-RUSSELL 1000 DEFENSIVE INDEX FUND
Investment adviser: RUSSELL INVESTMENT MANAGEMENT, LLC
- Gross asset value
- $45.3M
- Beneficial owners
- 3
- ADV minimum commitment
- $0
Reported in Form ADV on Jan 16, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 777426 · Jan 16, 2014 · Schedule D 7.B.(1), fund 805-1632088378
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sole Member Frank Russell Company | Promoter |
| Issuer Russell Institutional Funds, Llc | Promoter |
| Managing Member Russell Institutional Funds Management, Llc | Promoter |
| Investment Manager Russell Investment Management Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Seattle, WA, 98101