Form D · Other
BIRD ROCK BIO, INC.
La Jolla, CA · CIK 0001434117
Offering snapshot reported Jan 9, 2017 · SEC filing
- Reported sold
- $2.5M Offering amount: $2.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 9, 2017 | Initial | $2,500,000 | No comparison | 1 | SEC filing |
| Feb 3, 2016 | Initial | $5,000,004 | No comparison | 8 | SEC filing |
| Mar 31, 2014 | Initial | $5,000,004 | No comparison | 8 | SEC filing |
| Oct 7, 2011 | Amendment | $39,895,617 | $16,649,269vs Jun 2, 2009 | 8 | SEC filing |
| Oct 7, 2011 | Initial | $150,000 | No comparison | 4 | SEC filing |
| Jun 2, 2009 | Initial | $23,246,348 | No comparison | Not reported | SEC filing |
| Apr 30, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 30, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 30, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-277896
Source: Form D, filed Jan 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bradley J. Bolzon | Director |
| Katherine S. Bowdish | Director, Executive |
| Roel Bulthuis | Director |
| Simeon J. George | Director |
| Alan Glicklich | Executive |
| Paul A. Grayson | Director, Executive |
| Russell W. Greig | Director |
| Michael F. Haller | Executive |
| Christopher Hollowood | Director |
| Stephen W. Kaldor | Director |
| Erik Karrer | Executive |
| Anke Kretz Rommel | Executive |
| Casey Logan | Executive |
| Allan Marchington | Director |
| Richa Nand | Executive |
| Simon Nebel | Director |
| Xavier Paliard | Executive |
| Peppi Presit | Director |
| Mark Saad | Executive |
| Andrew J. Schwab | Director |
| Bruce D. Steel | Executive |
| Ray Stevens | Director |
| Richard J. Ulevitch | Director |
Issuer details
Industry: Other (See others in industry)
Address:
505 Coast Blvd South Suite 300
La Jolla, CA, 92037
La Jolla, CA, 92037