Form D · Other
RUBICON MINERALS CORP
Toronto, A6 · CIK 0001057791
Offering snapshot reported Oct 28, 2019 · SEC filing
- Reported sold
- $1.93M Offering amount: $1.93M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 10, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 28, 2019 | Initial | $1,933,154 | No comparison | 3 | SEC filing |
| Sep 14, 2015 | Initial | $125,000 | No comparison | 1 | SEC filing |
| Mar 8, 2012 | Initial | $10,198,092 | No comparison | 17 | SEC filing |
| Nov 30, 2009 | Initial | $9,673,024 | No comparison | 3 | SEC filing |
| Mar 19, 2009 | Initial | $1,021,201 | No comparison | Not reported | SEC filing |
| Jun 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $116K
- Finders' fees
- $0
- Form D file number
- 021-351951
Common Shares at CAD$1.00 per share.
Common Shares at CAD$1.00 per share
6% of gross proceeds
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CORMARK SECURITIES (USA) LIMITED | 101000 |
Source: Form D, filed Oct 28, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David W. Adamson | Director, Executive |
| David R. Beatty | Director |
| Howard M. Bird | Executive |
| Claude Bouchard | Executive |
| Christopher J. Bradbrook | Director |
| Chris Bradbrook | Director |
| John Brodie | Director |
| Sasha Bukacheva | Director |
| Daniel Burns | Director |
| Allan Candelario | Executive |
| Bill Cavalluzzo | Executive |
| Peter Jones | Director |
| Julian Kemp | Director |
| Glenn Kumoi | Executive |
| Michael Anthony Lalonde | Director, Executive |
| Robert G. Lewis | Executive |
| Philip Martin | Director |
| Nicholas Nikolakakis | Executive |
| George Ogilvie | Director, Executive |
| David Palmer | Director |
| David R. Reid | Director |
| Peter Rowlandson | Director |
| William Shand | Executive |
| Kevin Sherkin | Director |
| Bruce A. Thomas | Director |
| Michael Willett | Executive |
| Michael D. Winship | Director |
| Matthew C. Wunder | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
121 King Street West, Suite 830
Toronto, A6, M5H 3T9
Toronto, A6, M5H 3T9