Form D · Investing

Rubicon Global Investors, LLC

Portland, OR · CIK 0001634904

Offering snapshot reported Feb 24, 2015 · SEC filing

Reported sold
$10.1M
Indefinite offering
Investors reported
52
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 2, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 24, 2015Initial$10,101,010No comparison52SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-234645

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
n/aNone

Source: Form D, filed Feb 24, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RUBICON GLOBAL INVESTORS, LLC

Investment adviser: 503 PARTNERS, LLC

Gross asset value
$1.62M
Beneficial owners
52
ADV minimum commitment
$0

Reported in Form ADV on Mar 5, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PRAESIDEO MANAGEMENT, LLC PLEASANT VIEW, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian WELLS FARGO BANK PROVO, Utah, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1834725 · Mar 5, 2024 · Schedule D 7.B.(1), fund 805-5484914196

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arnerich 3x5 Special Opportunity Managers, Llc Promoter

Issuer details

Industry: Investing (See others in industry)

Address:
2045 Ne Martin Luther King Jr Blvd
Portland, OR, 97212