Form D · Other Banking and Financial Services
RUBICON FINANCIAL INC
Irvine, CA · CIK 0001103977
Offering snapshot reported Apr 3, 2014 · SEC filing
- Reported sold
- $950K Offering amount: $1.5M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Mar 3, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 3, 2014 | Initial | $950,000 | No comparison | 5 | SEC filing |
| May 6, 2013 | Initial | $235,000 | No comparison | 4 | SEC filing |
| Apr 28, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 26, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-214798
Source: Form D, filed Apr 3, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph Mangiapane, Jr. | Director, Executive |
| Kathleen Mcpherson | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
18872 Macarthur Blvd. First Floor
Irvine, CA, 92612
Irvine, CA, 92612