Form D · Other Investment Fund

RTS Tactical Access Fund, LP

Westfield, NJ · CIK 0001487313

Offering snapshot reported Jun 2, 2015 · SEC filing

Reported sold: $77.1M
Investors reported: 85
Minimum accepted: $250K
First sale: Apr 1, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 2, 2015	Initial	$77,055,000	No comparison	85	SEC filing
Jun 9, 2014	Initial	$70,101,000	No comparison	78	SEC filing
Mar 4, 2013	Initial	$57,666,653	No comparison	70	SEC filing
Mar 2, 2012	Amendment	$45,408,214	$10,133,214vs Mar 3, 2011	53	SEC filing
Mar 3, 2011	Amendment	$35,275,000	No comparison	47	SEC filing
Mar 16, 2010	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-240932

Source: Form D, filed Jun 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RTS TACTICAL ACCESS FUND, LP

Investment adviser: ROUND TABLE SERVICES, LLC

Gross asset value: $44.2M
Beneficial owners: 46
ADV minimum commitment: $250K

Reported in Form ADV on Jan 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ROCKIT SOLUTIONS, LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FARKOUH, FURMAN & FACCIO LLP NEW YORK, New York, United States

Custodian JP MORGAN CHASE N.A NEW YORK, New York, United States Related to adviser: No

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FARKOUH, FURMAN & FACCIO LLP
PCAOB 3630

TD AMERITRADE, INC.
SEC 8-23395

Filing source

Form ADV 1163429 · Jan 10, 2018 · Schedule D 7.B.(1), fund 805-4614382309

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert C Davis	Executive
Richard B Freeman	Executive
Steven J Giacona	Executive
Ushir N Shah	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

319 Lenox Avenue
Westfield, NJ, 07090