Form D · Other Investment Fund

RTS Large Cap Access Fund, LP

Westfield, NJ · CIK 0001462782

Offering snapshot reported Jun 2, 2015 · SEC filing

Reported sold: $43.4M
Investors reported: 58
Minimum accepted: $250K
First sale: Nov 1, 2008

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 2, 2015	Initial	$43,415,000	No comparison	58	SEC filing
Jun 9, 2014	Initial	$44,720,000	No comparison	60	SEC filing
Mar 4, 2013	Initial	$31,756,196	No comparison	56	SEC filing
Mar 2, 2012	Amendment	$31,180,356	-$283,384vs Mar 3, 2011	60	SEC filing
Mar 3, 2011	Amendment	$31,463,740	$11,643,440vs May 3, 2010	59	SEC filing
May 3, 2010	Amendment	$19,820,300	$2,351,280vs May 4, 2009	55	SEC filing
May 4, 2009	Initial	$17,469,020	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-240928

Source: Form D, filed Jun 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RTS LARGE CAP ACCESS FUND, LP

Investment adviser: ROUND TABLE SERVICES, LLC

Gross asset value: $38.7M
Beneficial owners: 47
ADV minimum commitment: $250K

Reported in Form ADV on Jan 3, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ROCKIT SOLUTIONS, LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FARKOUH, FURMAN & FACCIO LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian JP MORGAN CHASE N.A NEW YORK, New York, United States Related to adviser: No

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE, INC.
SEC 8-23395

Filing source

Form ADV 1058792 · Jan 3, 2017 · Schedule D 7.B.(1), fund 805-3296074646

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert C Davis	Executive
Richard B Freeman	Executive
Steven J Giacona	Executive
Ushir N Shah	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

319 Lenox Avenue
Westfield, NJ, 07090