Form D · Other Investment Fund

RTS International Access Fund, LP

Westfield, NJ · CIK 0001462780

Offering snapshot reported Jun 2, 2015 · SEC filing

Reported sold
$36.3M
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 1, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 2, 2015Initial$36,322,000No comparison49SEC filing
Jun 9, 2014Initial$36,207,000No comparison52SEC filing
Mar 4, 2013Initial$33,054,206No comparison50SEC filing
Mar 2, 2012Amendment$31,927,981$12,025,091vs Mar 4, 201152SEC filing
Mar 4, 2011Amendment$19,902,890$5,051,890vs May 3, 201049SEC filing
May 3, 2010Amendment$14,851,000$3,965,000vs May 4, 200948SEC filing
May 4, 2009Initial$10,886,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-240930

Source: Form D, filed Jun 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RTS INTERNATIONAL ACCESS FUND, LP

Investment adviser: ROUND TABLE SERVICES, LLC

Gross asset value
$35.6M
Beneficial owners
42
ADV minimum commitment
$250K

Reported in Form ADV on Jan 3, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ROCKIT SOLUTIONS, LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FARKOUH, FURMAN & FACCIO LLP NEW YORK, New York, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian JP MORGAN CHASE N.A NEW YORK, New York, United States Related to adviser: No
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE, INC.
SEC 8-23395

Filing source

Form ADV 1058792 · Jan 3, 2017 · Schedule D 7.B.(1), fund 805-1401000353

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert C Davis Executive
Richard B Freeman Executive
Steven J Giacona Executive
Ushir N Shah Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
319 Lenox Avenue
Westfield, NJ, 07090