Form D · Other
RTG Mining Inc.
Subaico, C3 · CIK 0001570154
Offering snapshot reported Jul 27, 2023 · SEC filing
- Reported sold
- $1.9M Offering amount: $7.61M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 12, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 27, 2023 | Initial | $1,903,513 | No comparison | 4 | SEC filing |
| Jan 6, 2022 | Initial | $7,583,457 | No comparison | 11 | SEC filing |
| Jun 11, 2020 | Initial | $1,566,946 | No comparison | 5 | SEC filing |
| Mar 22, 2018 | Initial | $1,756,388 | No comparison | 11 | SEC filing |
| Feb 21, 2013 | Initial | $5,442,438 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $114K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-488040
Total amount remaining to be sold includes maximum potential exercise price of options. AUS$1.00 = USD$1.5152
CHESS depositary interests ("CDIs"), with an attaching options. Each three CDIs includes two options, each option exercisable at AUD$0.075 for 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| INTE Securities LLC | 47107 |
Source: Form D, filed Jul 27, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Bowen | Director |
| Michael Carrick | Director |
| Kenneth Caruso | Director |
| David Cruse | Director |
| Sean Fieler | Director |
| Phil Lockyer | Director |
| Phillip Lockyer | Director |
| Justine Magee | Director, Executive |
| Robert Scott | Director |
| Mark Turner | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Level 1, 516 Hay Street
Subaico, C3, 6008
Subaico, C3, 6008