Form D · Other Investment Fund

RT SPX Co-Invest III, LLC

Birmingham, MI · CIK 0001668196

Offering snapshot reported Mar 29, 2016 · SEC filing

Reported sold: $5.15M
Investors reported: 4
Minimum accepted: $150K
First sale: Mar 29, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 29, 2016	Initial	$5,150,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-260163

Source: Form D, filed Mar 29, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RT SPX CO-INVEST III LLC

Investment adviser: RIZVI TRAVERSE MANAGEMENT, LLC

Gross asset value: $23.7M
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Nov 20, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PLANTE MORAN PLLC AUBURN HILLS, Michigan, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PLANTE MORAN PLLC
PCAOB 166

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1800852 · Nov 20, 2023 · Schedule D 7.B.(1), fund 805-6334034614

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
RT SPX Co-Invest, LLC	Oct 16, 2015	$3,500,000	2
RT SPX Co-Invest II, LLC	Nov 5, 2015	$95,800,000	2
RT SPX Co-Invest III, LLC (this fund)	Mar 29, 2016	$5,150,000	4

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Giampetroni	Director, Executive
Ben Kohn	Executive
Suhail Rizvi	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

20 East Brown Street Suite 380
Birmingham, MI, 48009