Form D · Private Equity Fund

RT-ICON Holdings LLC

Birmingham, MI · CIK 0001514427

Offering snapshot reported Mar 4, 2011 · SEC filing

Reported sold
$113M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 4, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2011Initial$113,000,000No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 04.3, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156236

Source: Form D, filed Mar 4, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RT-ICON HOLDINGS LLC

Investment adviser: RIZVI TRAVERSE MANAGEMENT, LLC

Gross asset value
$62.8M
Beneficial owners
5
ADV minimum commitment
$1M

Reported in Form ADV on Sep 28, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PLANTE MORAN PLLC AUBURN HILLS, Michigan, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE MORAN PLLC
PCAOB 166

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1678470 · Sep 28, 2022 · Schedule D 7.B.(1), fund 805-8815945663

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John A. Giampetroni Executive
Suhail R. Rizvi Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
260 E. Brown Street Suite 380
Birmingham, MI, 48009