Form D · Other Investment Fund

RT IC Investment III LLC

New York, NY · CIK 0001735350

Offering snapshot reported Apr 2, 2018 · SEC filing

Reported sold: $9.1M
Investors reported: 6
Minimum accepted: $100K
First sale: Mar 22, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 2, 2018	Initial	$9,100,000	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-309109

Source: Form D, filed Apr 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RT IC INVESTMENT III LLC

Investment adviser: RIZVI TRAVERSE MANAGEMENT, LLC

Gross asset value: $9.85M
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on Sep 12, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PLANTE MORAN PLLC AUBURN HILLS, Michigan, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PLANTE MORAN PLLC
PCAOB 166

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1901057 · Sep 12, 2024 · Schedule D 7.B.(1), fund 805-5413658414

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
RT IC Investment LLC	Nov 20, 2017	$20,500,000	8
RT IC Investment II LLC	Nov 21, 2017	$2,300,000	1
RT IC Investment III LLC (this fund)	Apr 2, 2018	$9,100,000	6

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Suhail Rizvi	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

575 Madison Avenue 7 Th Floor
New York, NY, 10022