Form D · Other Investment Fund

RSIP Funding Series 4-A, LLC

Richmond, VA · CIK 0001825935

Offering snapshot reported Oct 16, 2020 · SEC filing

Reported sold: $6.76M
Investors reported: 2
Minimum accepted: $250K
First sale: Oct 1, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 16, 2020	Initial	$6,758,548	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-378108

Source: Form D, filed Oct 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RSIP FUNDING SERIES 4-A, LLC

Investment adviser: RSIP MANAGEMENT, LLC

Gross asset value: $6.76M
Beneficial owners: 3
ADV minimum commitment: $250K

Reported in Form ADV on Mar 18, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WILMINGTON TRUST SP SERVICES, INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, A PROFESSIONAL CORPORATION GLEN ALLEN, Virginia, United States

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KEITER, STEPHENS, HURST, GARY & SHREAVES, A PROFESSIONAL CORPORATION
PCAOB 80

Filing source

Form ADV 1838962 · Mar 18, 2024 · Schedule D 7.B.(1), fund 805-9928669445

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Theodore B. Luse, Ii	Executive
Thomas O'hallaron	Executive
N/A N/A Rsip Capital 4 A, Llc	Director, Executive, Promoter
N/A N/A Rsip Management, Llc	Executive, Promoter
Robert B. Smith, Iv	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

7204 Glen Forest Drive, Suite 102
Richmond, VA, 23226