Form D · Other Banking and Financial Services
RS Financial Services, LLC
Boca Raton, FL · CIK 0001561323
Offering snapshot reported Oct 30, 2012 · SEC filing
- Reported sold
- $1.34M Offering amount: $5M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 7, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 30, 2012 | Initial | $1,343,200 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $350K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-186284
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dawson James Securities, Inc. | 130645 |
Source: Form D, filed Oct 30, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Cronin | Executive |
| William Mc Kibbin | Executive |
| Andrew Schwartz | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
500 Ne Spanish River Blvd. Suite 15
Boca Raton, FL, 33431
Boca Raton, FL, 33431