Form D · REITS and Finance
RR (13th Street) INC.
Rye Brook, NY · CIK 0001509600
Offering snapshot reported Jan 19, 2011 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Dec 16, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2011 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-154000
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles B. Harrison | 3071551 | H & L Equities LLC · CRD 113794 |
| Patrick J. Whelchel | 5389090 | H & L Equities LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities LLC · CRD 113794 |
| Phyllis J. Beck | 1020488 | H & L Equities LLC · CRD 113794 |
Source: Form D, filed Jan 19, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominick J. Cristiano | Executive |
| Steven De Bara | Executive |
| Charles J. Lauckhardt | Director, Executive |
| Lisa Nordstrom | Executive |
| Glen S. Weisberg | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
The Tuckerman Group 4 International Drive, Suite 230
Rye Brook, NY, 10573
Rye Brook, NY, 10573