Form D · Hedge Fund

ROYCE RAZOR FUND

New York, NY · CIK 0001124890

Offering snapshot reported Mar 18, 2015 · SEC filing

Reported sold
$17.8M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.91M$17.8MMar 16, 2010: $16,168,337.00Mar 16, 2010Mar 16, 2011: $16,368,337.00Mar 16, 2011Mar 16, 2012: $17,118,337.00Mar 16, 2012Mar 18, 2013: $17,368,337.00Mar 18, 2013Mar 18, 2014: $17,818,337.00Mar 18, 2014Mar 18, 2015: $17,818,337.00Mar 18, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2015Amendment$17,818,337$0vs Mar 18, 201429SEC filing
Mar 18, 2014Amendment$17,818,337$450,000vs Mar 18, 201329SEC filing
Mar 18, 2013Amendment$17,368,337$250,000vs Mar 16, 201229SEC filing
Mar 16, 2012Amendment$17,118,337$750,000vs Mar 16, 201129SEC filing
Mar 16, 2011Amendment$16,368,337$200,000vs Mar 16, 201028SEC filing
Mar 16, 2010Amendment$16,168,337No comparison28SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129844

Source: Form D, filed Mar 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROYCE RAZOR FUND, L.P.

Investment adviser: ROYCE & ASSOCIATES, LP

Gross asset value
$18.8M
Beneficial owners
20
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK,, New York, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1005075 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-9007525831

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Denneen Executive
John D. Diederich Executive
Jack E. Fockler, Jr. Executive
W. Whitney George Executive
Daniel S. Madden Executive
Michael A. Mc Allister Executive
Daniel A. O'byrne Executive
Charles M. Royce Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
745 Fifth Avenue
New York, NY, 10151