Form D · Hedge Fund

ROYCE PARTNERS FUND LP

New York, NY · CIK 0001135935

Offering snapshot reported Mar 19, 2018 · SEC filing

Reported sold: $70.5M
Investors reported: 209
Minimum accepted: $25K
First sale: Aug 1, 1980

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 19, 2018	Amendment	$70,475,952	$0vs Mar 20, 2017	209	SEC filing
Mar 20, 2017	Amendment	$70,475,952	$0vs Mar 18, 2016	209	SEC filing
Mar 18, 2016	Amendment	$70,475,952	$0vs Mar 18, 2015	209	SEC filing
Mar 18, 2015	Amendment	$70,475,952	$0vs Mar 18, 2014	209	SEC filing
Mar 18, 2014	Amendment	$70,475,952	$0vs Mar 18, 2014	209	SEC filing
Mar 18, 2014	Amendment	$70,475,952	$0vs Mar 18, 2013	209	SEC filing
Mar 18, 2013	Amendment	$70,475,952	$0vs Mar 16, 2012	209	SEC filing
Mar 16, 2012	Amendment	$70,475,952	$25,000vs Mar 16, 2011	209	SEC filing
Mar 16, 2011	Amendment	$70,450,952	$0vs Mar 16, 2010	207	SEC filing
Mar 16, 2010	Amendment	$70,450,952	No comparison	207	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $558K (estimated)
Finders' fees: $0
Form D file number: 021-129846

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Allegheny Investments, Ltd.	7597	Allegheny Investments, Ltd. · CRD 7597

Source: Form D, filed Mar 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROYCE PARTNERS FUND, L.P.

Investment adviser: ROYCE & ASSOCIATES, LP

Gross asset value: $16.4M
Beneficial owners: 15
ADV minimum commitment: $500K

Reported in Form ADV on Sep 17, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1240510 · Sep 17, 2018 · Schedule D 7.B.(1), fund 805-1210674437

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Chris Clark	Executive
John E. Denneen	Executive
John D. Diederich	Executive
Jack E. Fockler, Jr.	Executive
Francis Gannon	Executive
W. Whitney George	Executive
Peter Hoglund	Executive
Daniel S. Madden	Executive
Michael A. Mc Allister	Executive
Daniel A. O'byrne	Executive
Charles M. Royce	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

745 Fifth Avenue
New York, NY, 10151