Form D · Other Investment Fund

ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO

New York, NY · CIK 0001461077

Offering snapshot reported Mar 12, 2026 · SEC filing

Reported sold
$720M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$810K
Reported outside-investor minimum
First sale
Mar 1, 1993
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$360M$720MMar 16, 2010: $679,805,858.00Mar 16, 2010Mar 16, 2011: $682,125,858.00Mar 16, 2012: $694,623,658.00Mar 18, 2013: $719,698,658.00Mar 18, 2014: $719,698,658.00Mar 18, 2015: $719,698,658.00Mar 18, 2016: $719,698,658.00Mar 20, 2017: $719,698,658.00Mar 19, 2018: $720,073,476.00Mar 19, 2019: $720,073,476.00Mar 18, 2020: $720,073,476.00Mar 18, 2021: $720,073,476.00Mar 16, 2022: $720,073,476.00Mar 13, 2023: $720,073,476.00Mar 13, 2024: $720,098,476.00Mar 12, 2025: $720,098,476.00Mar 12, 2025: $720,098,476.00Mar 12, 2026: $720,098,476.00Mar 12, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2026Amendment$720,098,476$0vs Mar 12, 202527SEC filing
Mar 12, 2025Amendment$720,098,476$0vs Mar 13, 202427SEC filing
Mar 12, 2025Amendment$720,098,476$0vs Mar 13, 202427SEC filing
Mar 13, 2024Amendment$720,098,476$25,000vs Mar 13, 202327SEC filing
Mar 13, 2023Amendment$720,073,476$0vs Mar 16, 202226SEC filing
Mar 16, 2022Amendment$720,073,476$0vs Mar 18, 202126SEC filing
Mar 18, 2021Amendment$720,073,476$0vs Mar 18, 202026SEC filing
Mar 18, 2020Amendment$720,073,476$0vs Mar 19, 201926SEC filing
Mar 19, 2019Amendment$720,073,476$0vs Mar 19, 201826SEC filing
Mar 19, 2018Amendment$720,073,476$374,818vs Mar 20, 201726SEC filing
Mar 20, 2017Amendment$719,698,658$0vs Mar 18, 201626SEC filing
Mar 18, 2016Amendment$719,698,658$0vs Mar 18, 201526SEC filing
Mar 18, 2015Amendment$719,698,658$0vs Mar 18, 201426SEC filing
Mar 18, 2014Amendment$719,698,658$0vs Mar 18, 201326SEC filing
Mar 18, 2013Amendment$719,698,658$25,075,000vs Mar 16, 201226SEC filing
Mar 16, 2012Amendment$694,623,658$12,497,800vs Mar 16, 201126SEC filing
Mar 16, 2011Amendment$682,125,858$2,320,000vs Mar 16, 201025SEC filing
Mar 16, 2010Amendment$679,805,858No comparison25SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129748

Source: Form D, filed Mar 12, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO

Investment adviser: ROYCE & ASSOCIATES, LP

Gross asset value
$25M
Beneficial owners
2
ADV minimum commitment
$10M

Reported in Form ADV on Feb 2, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK,, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 2046002 · Feb 2, 2026 · Schedule D 7.B.(1), fund 805-2953297712

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Chris Clark Executive
John E. Denneen Executive
John D. Diederich Executive
Jack E. Fockler, Jr. Executive
Francis Gannon Executive
W. Whitney George Executive
Peter Hoglund Executive
Daniel S. Madden Executive
Michael A. Mc Allister Executive
Daniel A. O'byrne Executive
Charles M. Royce Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Madison Ave
New York, NY, 10010