Form D · Other Investment Fund
Royce Institutional, LLC - International Premier Portfolio
New York, NY · CIK 0001611484
Offering snapshot reported Mar 18, 2016 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 18, 2015 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 25, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-219751
First sale yet to occur.
Source: Form D, filed Mar 18, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROYCE INSTITUTIONAL, LLC - INTERNATIONAL PREMIER PORTFOLIO
Investment adviser: ROYCE & ASSOCIATES, LP
- Gross asset value
- $3.16M
- Beneficial owners
- 1
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1005075 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-7329504184
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chris Clark | Executive |
| John E. Denneen | Executive |
| John D. Diederich | Executive |
| Jack E. Fockler, Jr. | Executive |
| Francis Gannon | Executive |
| W. Whitney George | Executive |
| Peter Hoglund | Executive |
| Daniel S. Madden | Executive |
| Daniel A. O'byrne | Executive |
| Charles M. Royce | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10151