Form D · Hedge Fund

Royce Institutional Fund - Mid-Cap Portfolio

New York, NY · CIK 0001482767

Offering snapshot reported Mar 16, 2011 · SEC filing

Reported sold
$3M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$3M
Reported outside-investor minimum
First sale
Feb 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3MFeb 9, 2010: $3,000,000.00Feb 9, 2010Mar 16, 2011: $3,000,000.00Mar 16, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $3,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2011Amendment$3,000,000$0vs Feb 9, 20101SEC filing
Feb 9, 2010Initial$3,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138603

Source: Form D, filed Mar 16, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Denneen Executive
John D. Diederich Executive
Jack E. Fockler, Jr. Executive
W. Whitney George Executive
Michael A. Mc Allister Executive
Daniel A. O'byrne Executive
Charles M. Royce Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
745 Fifth Avenue
New York, NY, 10151