Form D · Hedge Fund

Royce Hippocrates Partners, L.P.

New York, NY · CIK 0001334354

Offering snapshot reported Mar 18, 2014 · SEC filing

Reported sold: $219M
Investors reported: 110
Minimum accepted: $20K
First sale: Jan 1, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 18, 2014	Amendment	$218,641,671	$0vs Mar 18, 2013	110	SEC filing
Mar 18, 2013	Amendment	$218,641,671	$0vs Mar 16, 2012	110	SEC filing
Mar 16, 2012	Amendment	$218,641,671	$2,530,355vs Mar 16, 2011	110	SEC filing
Mar 16, 2011	Amendment	$216,111,316	$4,781,234vs Apr 2, 2010	106	SEC filing
Apr 2, 2010	Amendment	$211,330,082	$0vs Mar 15, 2010	100	SEC filing
Mar 15, 2010	Amendment	$211,330,082	$4,116,000vs Mar 16, 2009	100	SEC filing
Mar 16, 2009	Amendment	$207,214,082	No comparison	Not reported	SEC filing
Jul 20, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $143K
Finders' fees: $0
Form D file number: 021-79534

Sales commissions amounts disclosed are from April 1, 2010 to December 31, 2010. April 1, 2010 is when Royce & Associates, LLC became investment advisor to Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Spearhead Capital, LLC	145560

Source: Form D, filed Mar 18, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROYCE HIPPOCRATES PARTNERS, L.P.

Investment adviser: ROYCE & ASSOCIATES, LP

Gross asset value: $5.74M
Beneficial owners: 17
ADV minimum commitment: $500K

Reported in Form ADV on Jun 26, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK,, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 830405 · Jun 26, 2014 · Schedule D 7.B.(1), fund 805-5263961765

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John E. Denneen	Executive
John D. Diederich	Executive
Jack E. Fockler, Jr.	Executive
W. Whitney George	Executive
Daniel S. Madden	Executive
Michael A. Mc Allister	Executive
Daniel A. O'byrne	Executive
Charles M. Royce	Executive
George U. Wyper	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

745 Fifth Avenue
New York, NY, 10151