Form D · Other Investment Fund

ROYCE DISCOVERY FUND LLC

New York, NY · CIK 0001461362

Offering snapshot reported Mar 16, 2010 · SEC filing

Reported sold
$1.11M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Apr 1, 1998
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2010Amendment$1,106,000No comparison2SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129929

Source: Form D, filed Mar 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROYCE DISCOVERY FUND, LLC

Investment adviser: ROYCE & ASSOCIATES, LP

Gross asset value
$5.25M
Beneficial owners
2
ADV minimum commitment
$0

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG, LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK,, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1005075 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-4109638728

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Denneen Executive
John D. Diederich Executive
Jack E. Fockler, Jr. Executive
W. Whitney George Executive
Michael A. Mc Allister Executive
Daniel A. O'byrne Executive
Charles M. Royce Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
745 Fifth Avenue
New York, NY, 10151