Form D · Construction
Umbra Companies, Inc.
Greenwood Village, CO · CIK 0001358099
Offering snapshot reported Mar 20, 2024 · SEC filing
- Reported sold
- Yet to sell Offering amount: $15M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $2.5K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 20, 2024 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 14, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Other
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-508083
Debt with a convertible option to Equities of UCIX
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Arthur W Wood Company | 000003798 | Arthur Wood Investment Advisors Corp. · CRD 000083368 |
Source: Form D, filed Mar 20, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rohn Monroe | Executive |
Issuer details
Industry: Construction (See others in industry)
Address:
6312 S. Fiddlers Green Circle Suite 300 E
Greenwood Village, CO, 80111
Phone: 1-833-833-2913
Greenwood Village, CO, 80111
Phone: 1-833-833-2913