Form D · Commercial Banking

ROYAL BANK OF CANADA

Toronto, A6 · CIK 0001000275

Offering snapshot reported Sep 29, 2015 · SEC filing

Reported sold
$2.5M
Offering amount: $2.5M
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 22, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 29, 2015Initial$2,500,000No comparison1SEC filing
Sep 29, 2015Initial$2,000,000No comparison1SEC filing
Sep 16, 2015Initial$2,900,000No comparison16SEC filing
Sep 8, 2015Initial$11,683,000No comparison68SEC filing
Sep 1, 2015Initial$3,230,000No comparison13SEC filing
Sep 1, 2015Initial$910,000No comparison2SEC filing
Sep 1, 2015Initial$5,900,000No comparison14SEC filing
Jun 30, 2015Initial$4,086,000No comparison25SEC filing
May 15, 2015Initial$2,798,000No comparison14SEC filing
May 8, 2015Initial$9,546,000No comparison35SEC filing
May 1, 2015Initial$12,225,000No comparison50SEC filing
Apr 2, 2015Initial$2,850,000No comparison9SEC filing
Mar 20, 2015Initial$3,735,000No comparison15SEC filing
Mar 11, 2015Initial$1,700,000No comparison6SEC filing
Mar 11, 2015Initial$7,705,000No comparison30SEC filing
Mar 11, 2015Initial$4,325,000No comparison8SEC filing
Feb 20, 2015Initial$4,040,000No comparison22SEC filing
Feb 11, 2015Initial$6,000,000No comparison18SEC filing
Dec 19, 2014Initial$3,960,000No comparison21SEC filing
Dec 10, 2014Initial$3,489,000No comparison18SEC filing
Nov 14, 2014Initial$2,300,000No comparison1SEC filing
Sep 4, 2014Initial$3,350,000No comparison23SEC filing
Sep 4, 2014Initial$2,140,000No comparison10SEC filing
Jun 23, 2014Initial$1,400,000No comparison8SEC filing
May 29, 2014Initial$2,000,000No comparison1SEC filing
May 2, 2014Initial$1,850,000No comparison9SEC filing
May 2, 2014Initial$8,040,000No comparison55SEC filing
Apr 23, 2014Initial$1,721,000No comparison8SEC filing
Apr 4, 2014Initial$2,740,000No comparison16SEC filing
Apr 4, 2014Initial$2,000,000No comparison1SEC filing
Apr 4, 2014Initial$2,500,000No comparison1SEC filing
Mar 5, 2014Initial$2,000,000No comparison1SEC filing
Mar 5, 2014Initial$4,434,000No comparison12SEC filing
Feb 28, 2014Initial$1,500,000No comparison9SEC filing
Feb 18, 2014Initial$2,300,000No comparison1SEC filing
Feb 3, 2014Initial$6,200,000No comparison21SEC filing
Feb 3, 2014Initial$475,000No comparison2SEC filing
Jan 22, 2014Initial$6,325,000No comparison7SEC filing
Dec 31, 2013Initial$3,042,000No comparison5SEC filing
Nov 12, 2013Initial$10,641,000No comparison27SEC filing
Sep 18, 2013Initial$400,000No comparison1SEC filing
Sep 10, 2013Initial$4,250,000No comparison23SEC filing
Sep 9, 2013Initial$7,650,000No comparison65SEC filing
Sep 9, 2013Initial$5,550,000No comparison8SEC filing
Aug 27, 2013Initial$1,975,000No comparison9SEC filing
Jul 22, 2013Initial$950,000No comparison7SEC filing
Jul 15, 2013Initial$3,450,000No comparison4SEC filing
Apr 4, 2013Initial$2,650,000No comparison12SEC filing
Mar 7, 2013Initial$6,435,000No comparison16SEC filing
Feb 4, 2013Initial$2,110,000No comparison10SEC filing
Jan 7, 2013Initial$5,956,000No comparison20SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$31.3K
Finders' fees
$0
Form D file number
021-248439

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
RBC CAPITAL MARKETS, LLC31194
CREDIT SUISSE SECURITIES (USA) LLC816

Source: Form D, filed Sep 29, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
W. Geoffrey Beattie Director
Jacynthe Cote Director
David F. Denison Director
Morten N. Friis Executive
Janice R. Fukakusa Executive
Paule Gauthier Director
Richard L. George Director
Timothy J. Hearn Director
Zabeen Hirji Executive
Mark Hughes Executive
Alice D. Laberge Director
Jacques Lamarre Director
M. George Lewis Executive
Brandt C. Louie Director
Michael H. Mc Cain Director
A. Douglas Mc Gregor Executive
David I. Mc Kay Executive
Heather Munroe Blum Director
Gordon M. Nixon Executive
David P. O'brien Director
J. Pedro Reinhard Director
Thomas A. Renyi Director
Bruce Ross Executive
Edward Sonshine Director
Mark A. Standish Executive
Kathleen P. Taylor Director
Jennifer Tory Executive
Bridget A. Van Kralingen Director
Victor L. Young Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
200 Bay Street
Toronto, A6, M5J 2J5