Form D · Other Health Care

ROX MEDICAL INC

San Clemente, CA · CIK 0001288313

Offering snapshot reported Sep 11, 2012 · SEC filing

Reported sold
$5.56M
Offering amount: $9.03M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 3, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.78M$5.56MAug 14, 2012: $5,396,439.00Aug 14, 2012Sep 11, 2012: $5,510,038.00Sep 11, 2012: $5,555,478.00Sep 11, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,510,038 → $5,555,478

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 11, 2012Amendment$5,510,038$113,599vs Aug 14, 20126SEC filing
Sep 11, 2012Amendment$5,555,478$45,440vs Sep 11, 20126SEC filing
Aug 14, 2012Initial$5,396,439No comparison4SEC filing
Aug 4, 2011Initial$4,000,000No comparison7SEC filing
Jun 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Apr 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 25, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-182712

Source: Form D, filed Sep 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rodney Brenneman Director, Executive
Kim Kamdar Director
Guido Neels Director
Brendan O'leary Director
Kevin Wasserstein Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
150 Calle Iglesia Suite A
San Clemente, CA, 92672