Form D · Other Technology
Rowl, Inc.
Santa Monica, CA · CIK 0001500904
Offering snapshot reported Nov 18, 2014 · SEC filing
- Reported sold
- $803K Offering amount: $4.02M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 9, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$150,000 → $802,500
- Reported investors5 → 26
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2014 | Amendment | $802,500 | $652,500vs Nov 19, 2012 | 26 | SEC filing |
| Nov 18, 2014 | Initial | $4,317,000 | No comparison | 33 | SEC filing |
| Sep 11, 2013 | Amendment | $1,023,125 | $403,125vs Jun 21, 2013 | 19 | SEC filing |
| Jun 21, 2013 | Initial | $620,000 | No comparison | 9 | SEC filing |
| Nov 19, 2012 | Initial | $150,000 | No comparison | 5 | SEC filing |
| Aug 16, 2012 | Initial | $772,000 | No comparison | 18 | SEC filing |
| Feb 13, 2012 | Amendment | $1,221,000 | $250,000vs Jan 12, 2012 | 27 | SEC filing |
| Jan 12, 2012 | Initial | $971,000 | No comparison | 26 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $19.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-187190
Although the Issuer did not sell the total amount of the securities offered, the Issuer closed the offering on December 31, 2012 and no additional securities will be sold under such offering.
Cash equal to 10% of gross proceeds raised and warrants to purchase 10% of the number of shares sold, each solely with respect to investors introduced by the placement agent. The placement agent earned commissions on total sales of $195,000 only.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Portfolio Advisors Alliance, Inc. | 101680 |
Source: Form D, filed Nov 18, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bill Glaser | Director, Executive |
| Fred E. Tannous | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
501 Santa Monica Blvd, Suite 601
Santa Monica, CA, 90401
Santa Monica, CA, 90401