Form D · Private Equity Fund

Route 2 Capital Partners SBIC, L.P.

Greenville, SC · CIK 0001724981

Offering snapshot reported Dec 20, 2018 · SEC filing

Reported sold: $77.9M
Investors reported: 67
Minimum accepted: $0
First sale: Dec 12, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$35,000,000 → $77,900,000
Reported investors29 → 67

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 20, 2018	Amendment	$77,900,000	$42,900,000vs Dec 12, 2017	67	SEC filing
Dec 12, 2017	Initial	$35,000,000	No comparison	29	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $469K (estimated)
Finders' fees: $0
Form D file number: 021-300561

The amount shown above is an estimate based on anticipated capital commitments. The final amount of fees paid will depend on the precise amount of commitments that the placement agent brings to the fund.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
B. Riley FBR, Inc.	25027	Eric Rosiak · CRD 5352200

Source: Form D, filed Dec 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Route 2 Capital Partners SBIC, L.P. (this fund)	Dec 20, 2018	$77,900,000	67
Route 2 Capital Partners SBIC II, L.P.	May 16, 2023	$30,750,000	28

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
J. Scott Kester	Executive
N/A Route 2 Capital Gp, Llc	Executive
N/A Route 2 Capital Management, Llc	Executive
R. Patrick Weston	Executive
Jay S. White	Executive
W. Spalding White, Jr.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

110 East Court Street Suite 501
Greenville, SC, 29601