Form D · Other Investment Fund
Roundstone Healthcare Capital X, LP
Acton, MA · CIK 0001474899
Offering snapshot reported Nov 10, 2009 · SEC filing
- Reported sold
- Yet to sell Offering amount: $30M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 10, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.1M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-135978
Commissions are 7% of gross proceeds. Also, the managing broker dealer is entitled to 10% of the GP's incentive fees (if any); this amount can't be determined because based entirely on fund performance.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Securities Corporation | 7569 | |
| vFinance Investments Inc. | 44962 |
Source: Form D, filed Nov 10, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Baumlin | Executive, Promoter |
| Basil P Bourque | Director, Executive, Promoter |
| Kevin Hill | Director, Executive, Promoter |
| Sean F Mc Namara | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
289 Great Rd Suite 304
Acton, MA, 01720
Acton, MA, 01720