Form D · Other Banking and Financial Services
RoundPoint Mortgage Servicing Corp
Charlotte, NC · CIK 0001744076
Offering snapshot reported Aug 24, 2018 · SEC filing
- Reported sold
- $4.33M Offering amount: $4.33M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 9, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 24, 2018 | Initial | $4,325,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $195K
- Finders' fees
- $0
- Form D file number
- 021-319967
Series A Cumulative Convertible Term Preferred Stock
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Keefe, Bruyette & Woods, Inc. | 481 |
Source: Form D, filed Aug 24, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Avery | Director |
| Kevin Michael Brungardt | Director, Executive |
| Adam Cyrus | Director |
| John Johnson | Executive |
| Neil Reisman | Director |
| Greg Walker | Director |
| Mark Zeidman | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
5016 Parkway Plaza Boulevard Buildings 6 And 8
Charlotte, NC, 28217
Charlotte, NC, 28217