Form D · Other Investment Fund

Round Hill Music Royalty Fund III Plus LP

New York, NY · CIK 0001852942

Offering snapshot reported May 4, 2022 · SEC filing

Reported sold
$56.1M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 7, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.1M$56.1MMay 4, 2021Nov 18, 2021: $42,991,730.00Nov 18, 2021May 4, 2022: $56,141,730.00May 4, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 20

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 4, 2022Amendment$56,141,730No comparison20SEC filing
Nov 18, 2021Amendment$42,991,730No comparison16SEC filing
May 4, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-398215
Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts may not be finalized until completion of the offering.

Source: Form D, filed May 4, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROUND HILL MUSIC ROYALTY FUND III PLUS LP

Investment adviser: ROUND HILL MUSIC LP

Gross asset value
$145M
Beneficial owners
23
ADV minimum commitment
$5M

Reported in Form ADV on Aug 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM SMITH & BROWN NEW YORK, New York, United States
Custodian CITY NATIONAL BANK NASHVILLE, Tennessee, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian LLOYDS BANK PLC LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUM SMITH & BROWN
PCAOB 100

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

J.P. MORGAN SECURITIES LLC
SEC 8-35008

LLOYDS BANK PLC
LEI H7FNTJ4851HG0EXQ1Z70

Filing source

Form ADV 2125787 · Aug 21, 2026 · Schedule D 7.B.(1), fund 805-8064241500

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steve Clark Executive, Promoter
Shannon Farley Executive, Promoter
Neil Gillis Executive, Promoter
Joshua Gruss Executive, Promoter
Amanda Siconolfi Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
650 5 Th Avenue, Suite 1420
New York, NY, 10019