Form D · Private Equity Fund

ROTUNDA CAPITAL PARTNERS FUND II-A, L.P.

Bethesda, MD · CIK 0001778222

Offering snapshot reported Jun 5, 2020 · SEC filing

Reported sold: $123M
Investors reported: 0
Minimum accepted: $0
First sale: Jun 7, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 5, 2020	Amendment	$123,075,000	No comparison	0	SEC filing
Jun 7, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-341393

THE GP OF THE ISSUER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS. AMOUNTS LISTED ABOVE ARE AGGREGATED BETWEEN ISSUER AND ITS RELATED PARALLEL FUND.

PLACEMENT AGENT FEES TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS SECURITIES LLC	7654

Source: Form D, filed Jun 5, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROTUNDA CAPITAL PARTNERS FUND II-A, L.P.

Investment adviser: ROTUNDA CAPITAL PARTNERS, LLC

Gross asset value: $58.9M
Beneficial owners: 8
ADV minimum commitment: $500K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP WASHINGTON, District of Columbia, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY NEWTON, Massachusetts, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 2079743 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-8440032359

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Fruehwirth	Executive, Promoter
Dan Lipson	Executive, Promoter
Corey Whisner	Executive, Promoter
Bob Wickham	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3 Bethesda Metro Center, Suite 830
Bethesda, MD, 20814