Form D · Retailing
Rothy's, Inc.
San Francisco, CA · CIK 0001712538
Offering snapshot reported Jul 28, 2022 · SEC filing
- Reported sold
- $473M Offering amount: $473M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 20, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2022 | Initial | $473,240,103 | No comparison | 1 | SEC filing |
| Aug 4, 2017 | Initial | $5,091,225 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7M
- Finders' fees
- $0
- Form D file number
- 021-454025
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Goldman Sachs & Co. LLC | 361 |
Source: Form D, filed Jul 28, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stacey Brown | Director |
| Roberto Funari | Director |
| Stephen P. Hawthornthwaite | Director, Executive |
| Jeremy Liew | Director |
| W. Roth Martin | Director, Executive |
| Jenny Ming | Director |
| Marcelo Pereira Lopes De Medeiros | Director |
| Dayna Quanbeck | Director, Executive |
| Pablo Sande | Director |
| T. Marie Satterfield | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
807 Montgomery Street
San Francisco, CA, 94133
San Francisco, CA, 94133