Form D · Venture Capital Fund
Roth Soasta LLC I
Newport Beach, CA · CIK 0001582552
Offering snapshot reported Aug 2, 2013 · SEC filing
- Reported sold
- $2.12M Offering amount: $2.12M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Jul 31, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 2, 2013 | Initial | $2,120,000 | No comparison | 54 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $120K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-200649
Assumes the maximum commission on each sale. Associated persons of Roth Capital Partners, LLC will receive a portion of such commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners, LLC | 15407 |
Source: Form D, filed Aug 2, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Roth Capital Partners, Llc | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
888 San Clemente Drive
Newport Beach, CA, 92660
Newport Beach, CA, 92660