Form D · Venture Capital Fund

Roth Sellpoints I, LLC

Newport Beach, CA · CIK 0001619753

Offering snapshot reported Oct 14, 2014 · SEC filing

Reported sold
$951K
Offering amount: $951K
Investors reported
20
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Sep 8, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$476K$951KSep 22, 2014: $855,260.00Sep 22, 2014Oct 14, 2014: $951,460.00Oct 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$855,260 → $951,460
  • Reported investors16 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2014Amendment$951,460$96,200vs Sep 22, 201420SEC filing
Sep 22, 2014Initial$855,260No comparison16SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$57.1K
Finders' fees
$0
Form D file number
021-225099

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roth Capital Partners, LLC15407

Source: Form D, filed Oct 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Roth Capital Partners, Llc Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
888 San Clemente Drive
Newport Beach, CA, 92660